Legal

Legal Information

  • Triangle Securities Wealth Management, INC.  is a Registered Investment Advisor with the Securities and Exchange Commission.
  • Our firm is not a custodian.  Accounts are held by Schwab Advisor Services, a division of Charles Schwab and Co. Inc.
  • Triangle Securities Wealth Management, Inc. is an affiliate of Triangle Securities, LLC.
  • Triangle Securities, LLC. is a Member of FINRA. www.finra.org
  • Triangle Securities, LLC. is a Member of SIPC, the Securities Investor Protection Corporation .
  • Triangle Securities LLC and Triangle Securities Wealth Management LLC have developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. 
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